Introduction
Effective asset management is the basis for uninterrupted operation of a modern industrial enterprise. In the context of integration of Ukrainian industry into the European economic space, domestic plants face the necessity of transitioning from reactive maintenance to systematic management. Standard DSTU ISO 55000:2019 (identical to ISO 55000:2014) defines a general overview of the asset management system, its principles and terminology. For chief engineers and enterprise managers, compliance with this standard is critically important for optimizing maintenance costs, reducing risk of accidents and ensuring compliance with European safety standards.
According to our 20 years of experience working in workshops of UNITEC-D GmbH in Augsburg, companies that implement structured asset management reduce the cost of spare parts purchases by 15–25% within the first three years and reduce equipment downtime by one third.
Area of application
The standard covers all types of assets of the enterprise — from heavy technological equipment to infrastructure and spare parts in stock. The field of application extends to key industries of the Ukrainian industry:
- Mining and beneficiation complexes and metallurgy (crushers, conveyors, blast furnaces).
- Cement industry (rotary kilns, mills, main drive reducers).
- Food and pharmaceutical industry (pumping stations, packaging lines, filling lines).
- Energy and water supply (turbines, control valves, high-voltage motors).
The requirements of the standard apply to the entire life cycle of the equipment: from design and procurement to installation, operation, scheduled maintenance (TO) and final disposal.
Key requirements of standard ISO 55000
The asset management system is based on four main pillars: value, alignment, leadership and warranty assurance. Below is a summary table of the main responsibilities and implementation stages.
| Implementation Stage | Main requirements for ISO 55001 | Responsible service | Typical execution term |
|---|---|---|---|
| Asset Management Policy | Strategy development, approval by management, integration with company-wide objectives. | Top management, Chief Engineer | 1–3 months |
| Risk Assessment | Risk identification for critical equipment (FMEA/FMECA analysis). | Reliability Department, Safety Services | 3–6 months |
| Activity Planning | Development of PM (preventive maintenance) schedules, budgeting. | Planning Department, Chief Mechanic | Continuous (annual cycle) |
| Supply Management | Supplier verification, presence of CE, UkrSEPRO, ISO 9001. certificates | Procurement Department, Quality Department | Continuously |
| Condition monitoring | Implementation of vibration monitoring, thermography, and oil analysis. | Condition Monitoring (Diagnostic Service) | Continuously |
| Audit and improvement | Internal audits, corrective actions based on failure analysis (RCA). | Compliance service, internal audit | Annually |
Impact on Maintenance, Repair and Operations (MRO) activities
Implementation of ISO 55000 fundamentally changes the approach to MRO. Run-to-failure maintenance is replaced by condition-based maintenance strategy. This requires:
- Changes in the purchasing process: transition from buying the cheapest parts to purchasing components with proven failure rate (MTBF).
- Technical documentation update: each unit of equipment must have a complete passport specifying permissible clearances, bolt tightening torques, tolerances and material certificates.
- Digitalization of inventory control: category A spare parts (critical components with long manufacturing lead times) should be stored under controlled conditions taking into account the service life of rubber products (gaskets, belts).
Requirements for components and spare parts
To ensure compliance with ISO standards and the requirements of industrial safety in Ukraine, spare parts and components must comply with strict technical regulations. Specifically:
Усі компоненти, що працюють під тиском, гідравлічні насоси, циліндри та запобіжні клапани повинні мати маркування CE та відповідати вимогам Технічного регламенту обладнання, що працює під тиском (на базі Директиви 2014/68/EU).
Electric motors and drives must comply with energy efficiency standards not lower than IE3 (according to IEC 60034-30), and explosion-proof equipment must have ATEX or IECEx certificates for operation in explosive hazardous environments of grain elevators or mines.
Compliance checklist for engineers and managers
This practical checklist is intended for occupational safety engineers and workshop supervisors to conduct an internal audit of readiness for certification according to ISO 55000:
- Has the company's Asset Management Policy been approved by the management?
- Has an up-to-date register of all physical assets been created with indication of their criticality?
- Has FMEA analysis of failure modes and their consequences been conducted for the top 20% most critical equipment?
- Are clear KPI indicators set for the MRO service (OEE, MTBF, MTTR)?
- Is there a risk management procedure on the site related to equipment failure?
- Is electronic record-keeping of repair and maintenance histories for each piece of equipment carried out?
- Do technical maintenance personnel undergo regular training and certification?
- Do the purchased spare parts meet the requirements of the technical regulations of Ukraine and the standards ISO/EN?
- Are quality certificates and manufacturer's passports available for critical components (bearings, gearboxes, shafts)?
- Is proper storage of spare parts on the warehouse organized (control of humidity, protection against corrosion)?
- Are condition monitoring systems implemented (vibration monitoring, oil spectral analysis)?
- Is root cause analysis (RCA) conducted after each equipment stoppage?
- Is the technical documentation and electrical/hydraulic schematics updated after modernization?
- Are regular internal audits of the asset management system conducted (at least once a year)?
- Are funds allocated in the company's budgets for planned replacement of worn-out components before their failure?
Common Defects and Non-conformities
During audits of asset management and technical condition management systems, auditors most often identify the following issues:
- Absence of traceability for critical spare parts: it is impossible to determine the actual manufacturer of the bearing or hydraulic pump, indicating the presence of a counterfeit.
- Violation of storage conditions for rubber products (RTI), seals and high pressure hoses (HPH), leading to their premature aging and leakage of working fluids.
- Use of inappropriate lubricating materials that do not meet the manufacturer's approval for the reducer or bearing (for example, replacing synthetic oils with mineral oils due to reduced costs).
- Absence of periodic verification of measuring instruments, pressure gauges on pressure vessels and temperature sensors.
Penalties, liability and risks
Non-compliance with industrial safety standards and the absence of proper technical control entails serious legal and financial liability in accordance with Ukrainian legislation:
Administrative and criminal liability of enterprise managers and chief engineers arises in the case of accidents on production causing damage to workers' health (Article 271 of the Criminal Code of Ukraine — violation of the requirements of the legislation on occupational safety). Fines for violations of the technical regulations for the operation of hazardous equipment may reach significant amounts and may include suspension of production capacity for up to 90 days.
In addition, insurance companies have the legal right to refuse payment of the insurance compensation in the event of an accident, if it is proven that the equipment was operated in violation of the technical maintenance regulations or with the use of uncertified spare parts.
Conclusion
Implementation of standard DSTU ISO 55000 transforms enterprise management from chaotic consequence handling into a controlled, predictable process. Use of certified components and compliance with maintenance schedules minimize legal risks and protect investments in equipment. Company UNITEC-D GmbH supplies industrial components that fully comply with European quality standards and have complete certification documentation for Ukrainian enterprises. For selection of reliable spare parts, familiarize yourself with our nomenclature through UNITEC-D E-Catalog.
Reference Materials and Standards
- DSTU ISO 55000:2019 Asset Management. Systems. Overview, Principles and Terminology.
- DSTU ISO 55001:2019 Asset Management. Systems. Requirements.
- Technical Regulation on Machine Safety (Decree of the Cabinet of Ministers of Ukraine No. 62).
- Technical Regulation for Equipment under Pressure (Decree of the Cabinet of Ministers of Ukraine No. 27).
- Directive 2006/42/EC on the safety of machinery and mechanisms.
- IEC 60034-30: Standards for the energy efficiency of electric motors.